Director, Compliance Periodic Review
Job description
We are seeking a highly skilled and experienced Director, Compliance Periodic Review to join the Compliance team of an established private bank. This pivotal role will oversee and manage the periodic review process for compliance policies, procedures, and controls within the bank. The ideal candidate will possess a strong background in compliance, regulatory requirements, and risk management, with a focus on ensuring that our practices align with both internal standards and external regulations.
Key Responsibilities:
Lead the planning, execution, and management of periodic reviews for high risk clients.
Ensure that periodic reviews address new and emerging regulatory requirements and industry best practices.
Identify, assess, and document compliance risks and control gaps during periodic reviews.
Collaborate with key stakeholders to develop and implement remediation plans for identified issues.
Foster a culture of compliance and risk awareness within the organization
Qualifications:
Bachelor’s degree in Finance, Law, Business Administration, or a related field.
Professional certification (e.g., CCO, CAMS, or similar) is highly desirable.
Minimum of 10 years of experience in compliance, ideally within KYC private banking sector or a similar financial institution.
In-depth understanding of MAS regulatory requirements, compliance frameworks, and risk management practices.
Salary: Up to SGD180K per year
If you are interested in this role or would like to have a discussion, please reach out to vanessa@tenten-partners.com
Equal Opportunity Statement
TENTEN Partners is an equal opportunity firm and is committed to providing equal employment opportunities to all qualified individuals without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, or any other protected characteristic as outlined by applicable laws.